Karen Shuk Ming Ng
吳淑明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Shuk Ming Ng (吳淑明), a licensed former licensee with CE reference ABE326. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-08-01 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-10-13 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-08-01 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-08-01 |