Tsz Lam Chow
周梓霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Lam Chow (周梓霖), a licensed former licensee with CE reference AXK450. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Infinity Asset Management Limited 天恒資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-01-17 | 2025-07-07 |
| Infinity Asset Management Limited 天恒資產管理有限公司 |
RO | Type 9 — Asset management | 2020-01-17 | 2025-07-07 |
| Agg. Asset Management Limited 海納資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-04 | 2019-04-11 |
| Agg. Asset Management Limited 海納資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-05-04 | 2019-04-11 |
| Agg. Asset Management Limited 海納資產管理有限公司 |
RO | Type 9 — Asset management | 2017-05-04 | 2019-04-11 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-07 | 2016-11-05 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-08-07 | 2016-11-05 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-01 | 2016-11-05 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-01 | 2016-11-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-10 | 2011-11-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-10 | 2011-11-01 |