International Commerce Corporation
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for International Commerce Corporation, CE reference ACA028. Currently licensed for regulated activity type(s) 4, 9. Current licensed staff on file: 6.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | 2006-02-13 | present |
| Type 6 — Advising on corporate finance | present | 2005-06-20 |
Licensed staff (all-time) (25)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Howard Clark-Burton | RO 4, 9 | 2015-03 | 2017-05 |
| Michael Reginald Dean | RO 4, 9 Rep 4, 6 | 2004-05 | 2016-06 |
| Kwong Sum Ip 葉廣森 | RO 4, 6 Rep 4, 6 | 2003-08 | 2005-09 |
| Deni Lo 盧德倪 | RO 4, 9 Rep 4, 9 | 2020-01 | 2023-01 |
| Manbir Singh | RO 4, 9 Rep 4, 9 | 2009-04 | Present |
| Michael John Alan Spivey | RO 4, 6, 9 | Pre-2003 | Present |
| Yan Ching 程昕 | Rep 4, 9 | 2026-03 | Present |
| David Stuart Crossan | Rep 4 | 2011-12 | 2012-07 |
| Nicholas John Donaldson | Rep 4, 9 | 2020-01 | 2024-01 |
| John Douma | Rep 4, 9 | 2009-04 | 2020-03 |
| Charles Frederick Dunford | Rep 4 | 2016-08 | 2017-12 |
| Carolyn Ann Gary | Rep 4, 9 | 2014-11 | 2017-08 |
| Kar Ming Ho 何嘉明 | Rep 4, 9 | 2011-04 | 2012-03 |
| Annie Wai Ling Houlihan 孫慧玲 | Rep 4 | 2005-05 | 2005-08 |
| Michael Edward Houlihan | Rep 4, 6 | Pre-2003 | 2005-08 |
| Kwong Yu Hui 許廣宇 | Rep 4, 9 | 2011-02 | 2011-08 |
| David Hunter | Rep 4, 9 | 2014-10 | 2016-01 |
| Koichi Imoto 井本幸一 | Rep 4 | 2006-07 | 2007-07 |
| Ian Forbes Marsh | Rep 4, 9 | 2016-01 | 2017-05 |
| Wai Ching Ng 吳慧貞 | Rep 4, 9 | 2026-04 | Present |
| James Lee Ramsey | Rep 4, 9 | 2018-04 | 2018-05 |
| Ronald Max Machiel Roest | Rep 4, 9 | 2003-10 | 2011-10 |
| Hiu Man So 蘇曉雯 | Rep 4, 9 | 2026-03 | Present |
| Edward Wing Cheung Szeto 司徒永長 | Rep 4 | 2026-03 | Present |
| Yuri Yoshida | Rep 4, 6 | Pre-2003 | 2013-10 |
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