John David Lawrence
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John David Lawrence, a licensed former licensee with CE reference AAG571. This person has 11.5 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PFC International Company Limited | Rep | Type 1 - Dealing in securities | 2012-04-17 | 2014-10-09 |
| PFC International Company Limited | Rep | Type 4 - Advising on securities | 2012-04-17 | 2014-10-09 |
| PFC International Company Limited | Rep | Type 9 - Asset management | 2012-04-17 | 2014-10-09 |
| PFC International Company Limited | RO | Type 1 - Dealing in securities | 2008-07-29 | 2012-04-17 |
| PFC International Company Limited | RO | Type 4 - Advising on securities | 2008-07-29 | 2012-04-17 |
| PFC International Company Limited | RO | Type 9 - Asset management | 2008-07-29 | 2012-04-17 |
| AP Asset Management (HK) Limited | RO | Type 1 - Dealing in securities | 2007-05-18 | 2008-09-26 |
| AP Asset Management (HK) Limited | RO | Type 4 - Advising on securities | 2007-05-18 | 2008-09-26 |
| AP Asset Management (HK) Limited | RO | Type 9 - Asset management | 2007-05-18 | 2008-09-26 |
| AP Asset Management (HK) Limited | Rep | Type 1 - Dealing in securities | 2004-12-03 | 2007-05-18 |
| AP Asset Management (HK) Limited | Rep | Type 4 - Advising on securities | 2004-09-03 | 2007-05-18 |
| AP Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2004-09-03 | 2007-05-18 |
| UKFP (Asia) HK Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2004-09-03 |
| UKFP (Asia) HK Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2004-09-03 |
| UKFP (Asia) HK Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-30 |
| UKFP (Asia) HK Limited | RO | Type 9 - Asset management | Pre-2003 | 2004-09-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John David Lawrence during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.