Siu Nin Chau
周兆年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Nin Chau (周兆年), a licensed former licensee with CE reference AAZ002. This person has 12.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2013-07-25 | 2022-05-05 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-17 | 2010-06-15 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 9 - Asset management | 2009-12-17 | 2010-06-15 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 - Asset management | 2005-04-25 | 2006-11-20 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-14 | 2006-11-20 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-04-14 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-15 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Nin Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.