Siu Nin Chau
周兆年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Nin Chau (周兆年), a licensed former licensee with CE reference AAZ002. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2013-07-25 | 2022-05-05 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-17 | 2010-06-15 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 9 — Asset management | 2009-12-17 | 2010-06-15 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2005-04-25 | 2006-11-20 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-14 | 2006-11-20 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-04-14 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-15 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-15 |