Yim Fong Lo
盧艷芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Fong Lo (盧艷芳), a licensed former licensee with CE reference AOT534. This person has 14.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2009-03-13 | 2022-05-13 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-14 | 2009-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yim Fong Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.