Yim Fong Lo
盧艷芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Fong Lo (盧艷芳), a licensed former licensee with CE reference AOT534. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2009-03-13 | 2022-05-13 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-14 | 2009-02-16 |