Phyllis Lai Ping Kan
簡麗萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phyllis Lai Ping Kan (簡麗萍), a licensed former licensee with CE reference AFT395. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Regal Portfolio Management Limited 富豪資產管理有公司 |
RO | Type 9 — Asset management | 2007-03-06 | 2008-04-01 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
RO | Type 4 — Advising on securities | 2005-01-17 | 2007-03-06 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
RO | Type 4 — Advising on securities | 2005-01-17 | 2007-03-06 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-01-17 | 2007-03-06 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-01-17 | 2005-03-15 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
RO | Type 9 — Asset management | 2005-01-17 | 2007-03-06 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
RO | Type 9 — Asset management | 2005-01-17 | 2007-03-06 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-17 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-12 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-17 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-12 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-17 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-12 |