Yat Wa Yip
葉日華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Wa Yip (葉日華), a licensed former licensee with CE reference AOS598. This person has 9.8 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Regal Portfolio Management Limited 富豪資產管理有公司 |
RO | Type 9 - Asset management | 2007-07-26 | 2017-05-08 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat Wa Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Man Lim Lam | Regal Portfolio Management Limited | 2011–2017 |
| Francis Chiu | Regal Portfolio Management Limited | 2010–2014 |
| Johnny Sing Hung Chen | Regal Portfolio Management Limited | 2014–2017 |
| Kai Ole Ringenson | Regal Portfolio Management Limited | 2007–2010 |
| Wai Kong Man | Regal Portfolio Management Limited | 2008–2010 |
| Phyllis Lai Ping Kan | Regal Portfolio Management Limited | 2007–2008 |
| Chuen Fai Wan | Regal Portfolio Management Limited | 2007 |