Alfa Yong Li
李勇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfa Yong Li (李勇), a licensed former licensee with CE reference AJG548. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Investment Research Limited 亞洲投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-29 | 2007-01-25 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-10-29 | 2005-03-15 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-21 | 2004-03-31 |