Josephine Price
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josephine Price ( ), a licensed former licensee with CE reference AAJ083. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chepstow Capital Advisors Limited |
RO | Type 4 — Advising on securities | 2009-10-20 | 2013-02-18 |
| Chepstow Capital Advisors Limited |
RO | Type 9 — Asset management | 2009-10-20 | 2013-02-18 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-25 | 2009-01-22 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 9 — Asset management | 2008-08-25 | 2009-01-22 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-01 | 2008-07-07 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-06-01 | 2008-07-07 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-06-01 | 2008-07-07 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2008-06-01 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2008-06-01 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 9 — Asset management | present | 2008-06-01 |