Chia Huan Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia Huan Lee ( ), a licensed former licensee with CE reference AQR078. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-19 | 2021-07-20 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-03-19 | 2019-08-19 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-03-19 | 2021-07-20 |