Keng Hui Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keng Hui Tan, a licensed former licensee with CE reference ALG317. This person has 6.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-03-28 | 2011-08-14 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-25 | 2011-08-14 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-02-25 | 2011-08-14 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-09-23 | 2007-12-30 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-09-23 | 2007-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Keng Hui Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.