Andy Cheuk Wing Chan

陳焯榮
CE No. ALV385 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Cheuk Wing Chan (陳焯榮), CE reference ALV385. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
RO Type 4 — Advising on securities 2021-04-15 2021-08-27
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
RO Type 9 — Asset management 2021-04-15 2021-08-27
CLSA Limited
中信里昂證券有限公司
Rep Type 1 — Dealing in securities 2019-09-03 2021-08-27
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
Rep Type 4 — Advising on securities 2009-02-18 2021-04-15
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
Rep Type 6 — Advising on corporate finance 2009-02-18 2019-08-26
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
Rep Type 9 — Asset management 2009-02-18 2021-04-15
PAMA Group (Hong Kong) Limited
寶銘集團有限公司
Rep Type 4 — Advising on securities 2005-05-03 2008-02-15

Related