On Ki Li
李安琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for On Ki Li (李安琪), a licensed former licensee with CE reference ANA057. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-16 | 2023-10-27 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-16 | 2021-11-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-11 | 2021-08-31 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-05-14 | 2018-03-09 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-02-03 | 2018-03-09 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-02-03 | 2018-03-09 |