Michael Andrew Mc Coy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Andrew Mc Coy ( ), a licensed former licensee with CE reference AAF167. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-11-12 | 2019-12-31 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-11-12 | 2019-09-24 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-12 | 2014-11-12 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-12 | 2014-11-12 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-10-12 | 2019-12-31 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-03 | 2012-10-12 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-09-03 | 2012-10-12 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-22 | 2009-09-02 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-12 | 2009-01-01 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-12 | 2009-01-01 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-07-12 | 2009-01-01 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-10-03 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-10-03 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-03 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-10-03 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-10-03 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-10-03 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 9 — Asset management | present | 2003-10-03 |