Michael Andrew Mc Coy

CE No. AAF167 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Andrew Mc Coy (), a licensed former licensee with CE reference AAF167. Total licence records on file: 18.

Licence history

FirmRoleRegulated activityFromTo
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
RO Type 4 — Advising on securities 2014-11-12 2019-12-31
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
RO Type 6 — Advising on corporate finance 2014-11-12 2019-09-24
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
Rep Type 4 — Advising on securities 2012-10-12 2014-11-12
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
Rep Type 6 — Advising on corporate finance 2012-10-12 2014-11-12
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
Rep Type 9 — Asset management 2012-10-12 2019-12-31
CITIC Securities (Hong Kong) Limited
中信證券(香港)有限公司
Rep Type 4 — Advising on securities 2009-09-03 2012-10-12
CITIC Securities (Hong Kong) Limited
中信證券(香港)有限公司
Rep Type 6 — Advising on corporate finance 2009-09-03 2012-10-12
CLSA Limited
中信里昂證券有限公司
Rep Type 1 — Dealing in securities 2009-01-22 2009-09-02
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
Rep Type 4 — Advising on securities 2006-07-12 2009-01-01
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
Rep Type 6 — Advising on corporate finance 2006-07-12 2009-01-01
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
Rep Type 9 — Asset management 2006-07-12 2009-01-01
CLSA Limited
中信里昂證券有限公司
RO Type 1 — Dealing in securities present 2003-10-03
CLSA Futures Limited
里昂期貨有限公司
RO Type 2 — Dealing in futures contracts present 2003-10-03
CLSA Limited
中信里昂證券有限公司
RO Type 4 — Advising on securities present 2003-10-03
CLSA Futures Limited
里昂期貨有限公司
RO Type 5 — Advising on futures contracts present 2003-10-03
CLSA Limited
中信里昂證券有限公司
RO Type 6 — Advising on corporate finance present 2003-10-03
CLSA Futures Limited
里昂期貨有限公司
RO Type 9 — Asset management present 2003-10-03
CLSA Limited
中信里昂證券有限公司
RO Type 9 — Asset management present 2003-10-03

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