Erica Joyce Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Erica Joyce Lam ( ), a licensed former licensee with CE reference AQX491. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-29 | 2014-04-08 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-29 | 2014-04-08 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-04-29 | 2014-04-08 |