Nicholas Shiu Kwong Cheung
張紹光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Shiu Kwong Cheung (張紹光), a licensed former licensee with CE reference BDI998. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quantum Capital Management Limited 量子資本管理有限公司 |
RO | Type 4 — Advising on securities | 2022-05-27 | 2024-05-31 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
RO | Type 9 — Asset management | 2022-05-27 | 2024-05-31 |
| WeGeneral Asset Management Limited 微臣資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-08-09 | 2022-03-31 |
| WeGeneral Asset Management Limited 微臣資產管理有限公司 |
RO | Type 9 — Asset management | 2021-08-09 | 2022-03-31 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
RO | Type 4 — Advising on securities | 2020-10-14 | 2021-02-26 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
RO | Type 9 — Asset management | 2020-10-14 | 2021-02-26 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-14 | 2020-10-14 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-14 | 2020-10-14 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-08-23 | 2020-03-13 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 9 — Asset management | 2019-08-23 | 2020-03-13 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-22 | 2019-08-23 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-22 | 2019-08-23 |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-02-12 | 2019-06-14 |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
RO | Type 9 — Asset management | 2019-02-12 | 2019-06-14 |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2014-05-26 | 2017-05-31 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2014-05-26 | 2017-05-31 |