Wai Yue So
蘇慧瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yue So (蘇慧瑜), a licensed former licensee with CE reference AEM139. This person has 8.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-07 | 2012-05-14 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-07 | 2012-05-14 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-07-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2008-07-01 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2008-07-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-02 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-02 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-02 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-02 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yue So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kam Chuen Ma | Rifa Futures Limited | 2009–2012 |
| Wilson Chun Lam | Rifa Futures Limited | 2009–2012 |
| James Wai Lam Cheng | Rifa Futures Limited | 2009–2012 |
| Hon Wah Ip | Rifa Futures Limited | 2009–2012 |
| Chong Shan Lee | Rifa Futures Limited | 2009–2012 |
| Yat Kwai Chow | Rifa Futures Limited | 2009–2012 |
| Hung Man Fu | Rifa Securities Limited | 2009–2012 |
| Chung Cheung | Rifa Futures Limited | 2009–2012 |
| Ka Leung Chan | Rifa Securities Limited | 2009–2012 |
| Mang Suen Luk | Rifa Futures Limited | 2010–2012 |
| Chi Ling Wong | Rifa Futures Limited | 2009–2011 |
| Johnson Kin Ching Yip | Rifa Futures Limited | 2009–2011 |
| Jason Won San Lowe | Rifa Securities Limited | 2009–2011 |
| Michael Ka Kin Wong | Rifa Securities Limited | 2009–2012 |
| Wai Ying So | Rifa Securities Limited | 2009–2012 |
| Kam Fong Chiu | Rifa Securities Limited | 2009–2012 |
| Wing Shing Wong | Rifa Securities Limited | 2009–2012 |
| William Chi Kwong Tam | Rifa Futures Limited | 2009–2010 |
| Grace Ka Man Chan | Rifa Futures Limited | 2011–2012 |
| Hung Cho Cheung | Rifa Futures Limited | 2010–2011 |