Chong Shan Lee
李創山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chong Shan Lee (李創山), a licensed former licensee with CE reference ABV689. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-11 | 2025-03-31 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-11 | 2022-10-14 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-20 | 2013-03-01 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-20 | 2013-03-01 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-06 | 2012-02-01 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-06 | 2012-02-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-03 | 2009-08-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-03 | 2009-08-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-07 | 2009-08-01 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-07 | 2009-08-01 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-26 | 2005-09-30 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-05-26 | 2003-09-05 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-05-26 | 2003-09-02 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-05-22 | 2005-09-30 |