Yuen Ching Sarah Chan
陳苑晴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ching Sarah Chan (陳苑晴), a licensed former licensee with CE reference BOK367. This person has 4.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-07 | 2023-09-01 |
| Oshidori Corporate Finance Limited 威華達融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-01-07 | 2023-09-01 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-08 | 2023-09-01 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-12-08 | 2023-09-01 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 9 - Asset management | 2020-12-08 | 2023-09-01 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-31 | 2020-11-30 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-05-31 | 2020-11-30 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-05-31 | 2020-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Ching Sarah Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.