Yuen Ching Sarah Chan
陳苑晴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ching Sarah Chan (陳苑晴), a licensed former licensee with CE reference BOK367. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-07 | 2023-09-01 |
| Oshidori Corporate Finance Limited 威華達融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-01-07 | 2023-09-01 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-08 | 2023-09-01 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-12-08 | 2023-09-01 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 9 — Asset management | 2020-12-08 | 2023-09-01 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-31 | 2020-11-30 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-31 | 2020-11-30 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-31 | 2020-11-30 |