Giselle Chi Sau Lee
李之秀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Giselle Chi Sau Lee (李之秀), a licensed former licensee with CE reference ACA198. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barings Investment Advisers (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2016-12-23 | 2016-12-31 |
| Barings Investment Advisers (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2016-12-23 | 2016-12-31 |
| Barings Investment Advisers (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2013-04-25 | 2016-12-23 |
| Barings Investment Advisers (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2013-04-25 | 2016-12-23 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-08-27 | 2012-07-13 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-08-27 | 2012-07-13 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-10 | 2007-08-27 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-03-12 | 2005-02-17 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-23 | 2007-08-27 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-02-23 | 2005-02-17 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-02-20 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 — Advising on securities | present | 2004-02-20 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 — Asset management | present | 2004-02-20 |