Alice Si Wai Lui
雷思慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Si Wai Lui (雷思慧), a licensed former licensee with CE reference ABH816. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockhampton Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2009-06-30 | 2010-09-01 |
| Rockhampton Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2006-04-01 | 2009-06-30 |
| Rockhampton Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-10-25 | 2006-04-01 |
| SAIL Advisors Limited | Rep | Type 9 — Asset management | 2004-12-16 | 2005-10-05 |