Cheung Kuo
郭強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheung Kuo (郭強), a licensed former licensee with CE reference ACZ555. This person has 13.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chocolate Asset Management Limited 巧力資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-26 | 2020-01-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2012-08-09 | 2016-08-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-08-09 | 2016-08-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-14 | 2012-08-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-14 | 2012-08-09 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-01 | 2011-03-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2009-02-27 | 2011-03-19 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-07-10 | 2011-02-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2003-04-26 | 2011-03-19 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-26 | 2007-07-10 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-04-26 | 2011-03-19 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-04-22 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Cheung Kuo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.