Malcolm Ross John Wood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Malcolm Ross John Wood, a licensed former licensee with CE reference ALT902. This person has 4.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-11-13 | 2015-11-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-11-13 | 2015-11-17 |
| Minerva Capital Management Limited | Rep | Type 9 - Asset management | 2009-11-30 | 2010-06-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-04 | 2009-02-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-03-04 | 2009-02-13 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Malcolm Ross John Wood during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Stanley Chi Pang Ku | Minerva Capital Management Limited | 2009–2010 |
| Joel Tilly | Minerva Capital Management Limited | 2009–2010 |
| Dorothy Kwok Cheung Lau | Minerva Capital Management Limited | 2009–2010 |