Malcolm Ross John Wood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Malcolm Ross John Wood ( ), a licensed former licensee with CE reference ALT902. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-11-13 | 2015-11-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-11-13 | 2015-11-17 |
| Minerva Capital Management Limited |
Rep | Type 9 — Asset management | 2009-11-30 | 2010-06-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-04 | 2009-02-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-04 | 2009-02-13 |