Joel Tilly
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joel Tilly ( ), a licensed former licensee with CE reference AQZ636. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Minerva Capital Management Limited |
RO | Type 9 — Asset management | 2009-11-25 | 2010-08-31 |
| Minerva Capital Management Limited |
Rep | Type 9 — Asset management | 2009-10-23 | 2009-11-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-13 | 2009-07-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2008-05-13 | 2009-07-02 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2008-05-13 | 2009-07-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-05-13 | 2009-07-02 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2008-05-13 | 2009-07-02 |