Joel Tilly
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joel Tilly, a licensed former licensee with CE reference AQZ636. This person has 2.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Minerva Capital Management Limited | RO | Type 9 - Asset management | 2009-11-25 | 2010-08-31 |
| Minerva Capital Management Limited | Rep | Type 9 - Asset management | 2009-10-23 | 2009-11-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-13 | 2009-07-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2008-05-13 | 2009-07-02 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-13 | 2009-07-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-05-13 | 2009-07-02 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2008-05-13 | 2009-07-02 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Joel Tilly during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Stanley Chi Pang Ku | Minerva Capital Management Limited | 2009–2010 |
| Malcolm Ross John Wood | Minerva Capital Management Limited | 2009–2010 |
| Dorothy Kwok Cheung Lau | Minerva Capital Management Limited | 2009–2010 |