Kin Foon Mok
莫健歡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Foon Mok (莫健歡), CE reference ACB889. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-13 | 2012-09-10 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-13 | 2012-09-10 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 1 — Dealing in securities | 2010-05-18 | 2010-11-30 |
| Aviva Portfolio Investment Services Limited |
RO | Type 1 — Dealing in securities | 2009-11-19 | 2010-03-12 |
| Aviva Portfolio Investment Services Limited |
Rep | Type 1 — Dealing in securities | 2009-09-15 | 2009-11-19 |
| Tremont Capital Management (Asia) Limited |
RO | Type 1 — Dealing in securities | 2006-09-29 | 2009-06-30 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
RO | Type 4 — Advising on securities | 2004-08-30 | 2006-06-01 |
| OppenheimerFunds International Distributor Limited |
RO | Type 1 — Dealing in securities | 2003-12-15 | 2009-06-30 |
| OppenheimerFunds International Distributor Limited |
RO | Type 4 — Advising on securities | 2003-12-15 | 2009-06-30 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-17 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | present | 2003-05-17 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-17 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-17 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-17 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | present | 2003-05-17 |