Keng Puang Tay
鄭慶藩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keng Puang Tay (鄭慶藩), CE reference AFL864. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2006-04-07 | 2012-03-31 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
RO | Type 4 — Advising on securities | 2004-08-30 | 2012-03-31 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 4 — Advising on securities | 2004-01-08 | 2007-12-31 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-01-08 | 2005-08-15 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 9 — Asset management | 2004-01-08 | 2005-08-15 |
| OppenheimerFunds International Distributor Limited |
RO | Type 1 — Dealing in securities | 2003-12-15 | 2009-06-30 |
| OppenheimerFunds International Distributor Limited |
RO | Type 4 — Advising on securities | 2003-12-15 | 2009-06-30 |
| YF Life Insurance International Limited 萬通保險國際有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-07 |
| YF Life Insurance International Limited 萬通保險國際有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-07 |
| YF Life Insurance International Limited 萬通保險國際有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-07 |