Keng Puang Tay
鄭慶藩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keng Puang Tay (鄭慶藩), a licensed former licensee with CE reference AFL864. This person has 9.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2006-04-07 | 2012-03-31 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
RO | Type 4 - Advising on securities | 2004-08-30 | 2012-03-31 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 4 - Advising on securities | 2004-01-08 | 2007-12-31 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-01-08 | 2005-08-15 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 9 - Asset management | 2004-01-08 | 2005-08-15 |
| OppenheimerFunds International Distributor Limited |
RO | Type 1 - Dealing in securities | 2003-12-15 | 2009-06-30 |
| OppenheimerFunds International Distributor Limited |
RO | Type 4 - Advising on securities | 2003-12-15 | 2009-06-30 |
| YF Life Insurance International Limited 萬通保險國際有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-07 |
| YF Life Insurance International Limited 萬通保險國際有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-07 |
| YF Life Insurance International Limited 萬通保險國際有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Keng Puang Tay during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.