Ly Phao
蒲麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ly Phao (蒲麗), a licensed former licensee with CE reference AAY365. This person has 11.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-05-22 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-29 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-29 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ly Phao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.