Ken Oi Kin Fok
霍靄堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Oi Kin Fok (霍靄堅), a licensed former licensee with CE reference AAB589. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-04-20 | 2007-06-30 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-09-20 | 2007-06-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-06 | 2007-06-30 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-06 | 2006-09-20 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-04-21 | 2006-06-15 |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-10-13 | 2006-06-15 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-31 | 2005-10-13 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-07 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-09-07 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-28 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-28 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-28 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-28 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-28 |