Ken Oi Kin Fok
霍靄堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Oi Kin Fok (霍靄堅), a licensed former licensee with CE reference AAB589. This person has 3.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-04-20 | 2007-06-30 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-09-20 | 2007-06-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-06 | 2007-06-30 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-06 | 2006-09-20 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-04-21 | 2006-06-15 |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-10-13 | 2006-06-15 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-31 | 2005-10-13 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-07 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-09-07 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-28 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-28 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-28 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-28 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ken Oi Kin Fok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.