Nicholas Chalmers
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Chalmers ( ), a licensed former licensee with CE reference ADW939. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2004-04-14 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-04-14 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-03 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-04-14 |