Elisabeth Charlotte Scott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elisabeth Charlotte Scott ( ), a licensed former licensee with CE reference ACI103. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-04-06 | 2009-12-08 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-04-06 | 2009-12-08 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-04-06 | 2009-12-08 |
| Schroder Investment Management North America Limited |
RO | Type 9 — Asset management | 2006-03-28 | 2006-07-10 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | present | 2008-04-06 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | present | 2008-04-06 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | present | 2003-08-06 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2008-04-06 |