Sau Wai Hui
許秀慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Wai Hui (許秀慧), a licensed former licensee with CE reference AEA524. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-26 | 2015-09-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-17 | 2015-09-05 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2008-07-17 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2008-07-17 | 2013-08-31 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | present | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | present | 2004-04-26 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2004-04-26 |