Terrace Pak Hing Chum
覃伯興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terrace Pak Hing Chum (覃伯興), a licensed former licensee with CE reference ACZ116. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seekers Advisors H.K. Limited | RO | Type 9 — Asset management | 2019-01-22 | 2022-10-01 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-17 | 2018-04-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2015-12-17 | 2018-04-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-12-17 | 2018-04-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 9 — Asset management | 2015-12-17 | 2018-04-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-17 | 2015-12-17 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2015-08-17 | 2015-12-17 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-18 | 2015-08-05 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-03-18 | 2015-08-05 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-08 | 2013-01-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-05-08 | 2013-01-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-04-03 | 2013-01-31 |
| HT Capital Management Limited | Rep | Type 9 — Asset management | 2007-10-11 | 2008-01-24 |
| Pacific Group Limited, The | Rep | Type 9 — Asset management | 2006-04-04 | 2007-08-15 |
| Schroder Investment Management North America Limited |
RO | Type 9 — Asset management | 2003-12-12 | 2006-03-31 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2006-03-31 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2006-03-31 |