Yin Tat Lui
雷賢達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Tat Lui (雷賢達), a licensed former licensee with CE reference AAJ229. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-03-17 | 2016-04-22 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-03-17 | 2013-02-01 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2009-03-17 | 2013-02-01 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | present | 2009-03-17 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | present | 2009-03-17 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | present | 2004-09-13 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | present | 2003-08-01 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2009-03-17 |