Taro Ka Chun Shum
岑嘉俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Taro Ka Chun Shum (岑嘉俊), a licensed former licensee with CE reference ACX489. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | present | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | present | 2012-02-06 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2012-02-06 |