Billy Sze Wai Tsang

曾思偉
CE No. AIR095 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Billy Sze Wai Tsang (曾思偉), a licensed former licensee with CE reference AIR095. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
GF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司
Rep Type 1 — Dealing in securities 2010-12-06 2011-06-25
GF Asset Management (Hong Kong) Limited
廣發資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2010-12-06 2011-06-25
GF Asset Management (Hong Kong) Limited
廣發資產管理(香港)有限公司
Rep Type 9 — Asset management 2010-12-06 2011-06-25
NNIP Hong Kong Limited Rep Type 1 — Dealing in securities 2005-08-30 2010-03-20
NNIP Hong Kong Limited Rep Type 4 — Advising on securities 2005-08-30 2010-03-20
NNIP Hong Kong Limited Rep Type 9 — Asset management 2005-08-30 2010-03-20
BNP Paribas Dealing Services Asia Limited
法國巴黎金融交易服務亞洲有限公司
Rep Type 1 — Dealing in securities 2004-08-26 2005-08-10
BNP Paribas Dealing Services Asia Limited
法國巴黎金融交易服務亞洲有限公司
Rep Type 9 — Asset management 2004-08-26 2005-08-10
Schroder Investment Management (Hong Kong) Limited Rep Type 1 — Dealing in securities present 2004-08-17
Schroder Investment Management (Hong Kong) Limited Rep Type 4 — Advising on securities present 2003-06-25
Schroder Investment Management (Hong Kong) Limited Rep Type 6 — Advising on corporate finance present 2003-06-25
Schroder Investment Management (Hong Kong) Limited Rep Type 9 — Asset management present 2003-06-25

Related