Sze Kong Kwok
郭詩江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Kong Kwok (郭詩江), CE reference AJO748. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-12 | 2025-12-31 |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-12 | 2025-12-31 |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
Rep | Type 9 — Asset management | 2025-06-12 | 2025-12-31 |
| China Horizon Asset Management Limited 中大資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-01-17 | 2022-06-30 |
| China Horizon Asset Management Limited 中大資產管理有限公司 |
RO | Type 9 — Asset management | 2022-01-17 | 2022-06-30 |
| SunPlus Capital Limited 新領資本有限公司 |
RO | Type 4 — Advising on securities | 2019-05-02 | 2019-08-27 |
| SunPlus Capital Limited 新領資本有限公司 |
RO | Type 9 — Asset management | 2019-05-02 | 2019-08-27 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-09-19 | 2018-11-21 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
RO | Type 9 — Asset management | 2018-09-19 | 2018-11-21 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-01-03 | 2018-01-17 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
RO | Type 9 — Asset management | 2017-01-03 | 2018-01-17 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 4 — Advising on securities | 2015-07-31 | 2016-06-30 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 9 — Asset management | 2015-07-31 | 2016-06-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-29 | 2016-06-30 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-01-29 | 2016-06-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 4 — Advising on securities | 2014-01-29 | 2016-06-30 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-01-29 | 2016-06-30 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-10-08 | 2014-01-29 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2012-10-08 | 2015-07-31 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-19 | 2014-01-29 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-19 | 2014-01-29 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-09-19 | 2016-06-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-19 | 2014-01-29 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-07-22 | 2012-09-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-22 | 2012-09-10 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-13 | 2012-09-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-19 | 2012-09-10 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | 2005-01-12 | 2008-02-23 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-30 | 2008-02-23 |