David William Chapman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David William Chapman ( ), CE reference AAW771. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Management Group Limited | Rep | Type 9 — Asset management | 2007-11-19 | 2013-09-30 |
| Private Capital Limited |
Rep | Type 4 — Advising on securities | 2004-09-06 | 2005-08-17 |
| Private Capital Limited |
Rep | Type 9 — Asset management | 2004-09-06 | 2005-08-17 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-09-03 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-09-03 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-08-25 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-09-03 |