David William Chapman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David William Chapman ( ), a licensed former licensee with CE reference AAW771. This person has 8.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Management Group Limited | Rep | Type 9 - Asset management | 2007-11-19 | 2013-09-30 |
| Private Capital Limited |
Rep | Type 4 - Advising on securities | 2004-09-06 | 2005-08-17 |
| Private Capital Limited |
Rep | Type 9 - Asset management | 2004-09-06 | 2005-08-17 |
| UKFP (Asia) HK Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-03 |
| UKFP (Asia) HK Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-03 |
| UKFP (Asia) HK Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-25 |
| UKFP (Asia) HK Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-09-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David William Chapman during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.