Philip Iorwerth James
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Iorwerth James, a licensed former licensee with CE reference ADV192. This person has 7.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Investment Advisors Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2010-11-26 |
| Asia Pacific Investment Advisors Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2010-11-26 |
| Asia Pacific Investment Advisors Limited | Rep | Type 9 - Asset management | Pre-2003 | 2010-11-26 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip Iorwerth James during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.