Philip Iorwerth James
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Iorwerth James ( ), a licensed former licensee with CE reference ADV192. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Investment Advisors Limited |
Rep | Type 4 — Advising on securities | present | 2010-11-26 |
| Asia Pacific Investment Advisors Limited |
Rep | Type 6 — Advising on corporate finance | present | 2010-11-26 |
| Asia Pacific Investment Advisors Limited |
Rep | Type 9 — Asset management | present | 2010-11-26 |