Beatrice Lap Sze Ho
何立思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Beatrice Lap Sze Ho (何立思), CE reference ADS141. Currently licensed at 1 firm(s): AOP Capital Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AOP Capital Limited | Rep | Type 4 — Advising on securities | 2024-10-09 | present |
| AOP Capital Limited | Rep | Type 9 — Asset management | 2024-10-09 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2017-06-05 | 2024-06-24 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2017-06-05 | 2024-06-24 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2004-04-23 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-04-23 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2004-04-23 |