Lik Keung Shum
沈力強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lik Keung Shum (沈力強), CE reference ADG576. Currently licensed at 1 firm(s): China International Futures (Hong Kong) Company Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-19 | present |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-03-26 | 2010-02-12 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-10-04 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2005-10-04 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-29 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-29 |