Kai Yee Law
羅啟義
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yee Law (羅啟義), a licensed former licensee with CE reference ACP527. This person has 5.7 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2008-11-27 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2008-11-27 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2008-11-27 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-29 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-29 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-29 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-29 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-07-29 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-07-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yee Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.