Kei Chan
陳琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kei Chan (陳琦), a licensed former licensee with CE reference AEY425. Total licence records on file: 37.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DH International Fund Management Limited 敦和國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-28 | 2025-05-31 |
| DH International Fund Management Limited 敦和國際基金管理有限公司 |
RO | Type 9 — Asset management | 2023-06-28 | 2025-05-31 |
| Phoenician Securities Limited 富理基證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-31 | 2022-09-25 |
| Phoenician Limited 富理基有限公司 |
RO | Type 4 — Advising on securities | 2022-08-31 | 2022-09-25 |
| Phoenician Limited 富理基有限公司 |
RO | Type 9 — Asset management | 2022-08-31 | 2022-09-25 |
| Lindale Capital Limited | RO | Type 1 — Dealing in securities | 2021-06-21 | 2022-02-28 |
| Lindale Capital Limited | RO | Type 4 — Advising on securities | 2021-06-21 | 2022-02-28 |
| Lindale Capital Limited | RO | Type 9 — Asset management | 2021-06-21 | 2022-02-28 |
| Tang Ping Kong Limited 太平行證券有限公司 |
RO | Type 4 — Advising on securities | 2017-02-14 | 2020-09-30 |
| Tang Ping Kong Limited 太平行證券有限公司 |
RO | Type 9 — Asset management | 2017-02-14 | 2020-09-30 |
| Tang Ping Kong Limited 太平行證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-14 | 2020-09-30 |
| Tang Ping Kong Limited 太平行證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-21 | 2016-10-14 |
| IDS Forex HK Limited | RO | Type 4 — Advising on securities | 2016-05-09 | 2016-06-30 |
| IDS Forex HK Limited | RO | Type 9 — Asset management | 2016-05-09 | 2016-06-30 |
| IDS Forex HK Limited | RO | Type 3 — Leveraged foreign exchange trading | 2014-09-17 | 2016-06-30 |
| South China Forex Limited 南華外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2013-08-16 | 2014-08-29 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-16 | 2014-08-29 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-16 | 2014-08-29 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-07-16 | 2013-08-16 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-16 | 2014-08-29 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-16 | 2014-08-29 |
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2013-03-11 | 2013-06-13 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-04 | 2013-06-13 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-01-04 | 2013-06-13 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-04 | 2013-06-13 |
| Bright Smart Asset Management Limited 耀才資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-01-04 | 2013-06-13 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-24 | 2012-12-08 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2012-07-24 | 2012-12-08 |
| South China Forex Limited 南華外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2011-11-24 | 2012-12-08 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-08-25 | 2011-11-24 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-15 | 2012-12-08 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-06-15 | 2012-12-08 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-19 | 2010-05-31 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2010-05-31 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2010-04-19 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-12-29 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-29 |