Jenny Sau Han Yang
楊秀嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jenny Sau Han Yang (楊秀嫻), a licensed former licensee with CE reference AFE751. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | RO | Type 9 — Asset management | 2009-01-08 | 2011-08-29 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2008-10-28 | 2011-08-29 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-28 | 2011-08-29 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2008-10-28 | 2011-08-29 |
| Nerico Brothers Limited | Rep | Type 9 — Asset management | 2008-10-28 | 2009-01-08 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 — Asset management | 2007-12-10 | 2008-10-16 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-10-16 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-10-16 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2008-10-16 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-10-16 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-16 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-12-16 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-16 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-16 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-12-16 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-16 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-16 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-16 |