Tak Ki Lou

婁德基
CE No. ACU045 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Ki Lou (婁德基), a licensed former licensee with CE reference ACU045. This person has 5.7 years of SFC licence history. Total licence records on file: 19.

Information

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Licence history

FirmRoleRegulated activityFromTo
Hafoo Securities Limited
哈富證券有限公司
Rep Type 1 - Dealing in securities 2012-07-04 2012-12-20
Wilson Securities Limited
滙生證券有限公司
Rep Type 1 - Dealing in securities 2012-07-04 2012-12-20
BWC Forex Limited
寶華世紀外匯有限公司
Rep Type 3 - Leveraged foreign exchange trading 2012-07-04 2012-12-20
Wilson Securities Limited
滙生證券有限公司
Rep Type 4 - Advising on securities 2012-07-04 2012-12-20
Success Securities Limited
實德證券有限公司
Rep Type 4 - Advising on securities 2008-02-27 2008-10-09
Success Securities Limited
實德證券有限公司
Rep Type 1 - Dealing in securities 2006-12-18 2008-10-09
Success Futures and Foreign Exchange Limited
實德期貨及外滙有限公司
Rep Type 2 - Dealing in futures contracts 2006-12-18 2008-10-09
Success Futures and Foreign Exchange Limited
實德期貨及外滙有限公司
Rep Type 3 - Leveraged foreign exchange trading 2006-12-18 2008-10-09
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 - Dealing in securities 2006-06-20 2006-11-22
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 - Dealing in futures contracts 2006-06-20 2006-11-22
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 3 - Leveraged foreign exchange trading 2006-06-20 2006-11-22
Cinda International Securities Limited
信達國際證券有限公司
Rep Type 1 - Dealing in securities 2005-02-03 2006-04-07
Cinda International Futures Limited
信達國際期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2006-04-07
Cinda International Investment Management Limited
信達國際投資管理有限公司
Rep Type 3 - Leveraged foreign exchange trading Pre-2003 2006-04-07
Cinda International Investment Consultant Limited
信達國際投資顧問有限公司
Rep Type 4 - Advising on securities Pre-2003 2006-04-07
Cinda International Futures Limited
信達國際期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-01-26
Cinda International Investment Consultant Limited
信達國際投資顧問有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-01-26
Cinda International Futures Limited
信達國際期貨有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-26
Cinda International Investment Consultant Limited
信達國際投資顧問有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-26

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Ki Lou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Jenny Sau Han Yang Cinda International Investment Consultant Limited 2003–2006
Kong Yui Man Cinda International Investment Consultant Limited 2003–2005
Herbert Chok Yin Lee Cinda International Investment Consultant Limited 2003–2006
Kai Hang Wong Cinda International Futures Limited 2003–2006
Ringo Chor Kin Au Cinda International Futures Limited 2003–2006
Siu Kwan Wong Cinda International Futures Limited 2003–2006
Kin Ming Chu Cinda International Futures Limited 2003–2006
Chi Leung Kam Cinda International Futures Limited 2003–2006
Wah Kin Lee Cinda International Futures Limited 2003–2006
Kai Yee Law Cinda International Futures Limited 2003–2006
Wan Yiu Yeung Cinda International Futures Limited 2003–2006
Yiu Chung Chan Cinda International Futures Limited 2003–2006
Kei Chan Cinda International Futures Limited 2003–2006
Yu Lap Tang Cinda International Futures Limited 2003–2006
Mason Man Sang Yu Cinda International Futures Limited 2003–2006
Chi Ming Choi Cinda International Futures Limited 2003–2006
Soi Pio Chu Cinda International Futures Limited 2003–2006
On Lei Liu Cinda International Futures Limited 2003–2006
Kin Keung Leung Cinda International Futures Limited 2003–2006
Lai Chu Lam Cinda International Futures Limited 2003–2006
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