Wan Yiu Yeung
楊雲耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Yiu Yeung (楊雲耀), a licensed former licensee with CE reference ADY321. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GLAM Capital Limited 港利資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-11 | 2020-07-17 |
| GLAM Capital Limited 港利資本有限公司 |
RO | Type 4 — Advising on securities | 2019-02-11 | 2020-07-17 |
| GLAM Capital Limited 港利資本有限公司 |
RO | Type 9 — Asset management | 2019-02-11 | 2020-07-17 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-01 | 2019-01-30 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 4 — Advising on securities | 2016-12-01 | 2019-01-30 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 9 — Asset management | 2016-03-22 | 2019-01-30 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 9 — Asset management | 2015-12-16 | 2016-03-15 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-16 | 2015-12-16 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 — Asset management | 2015-09-10 | 2015-11-05 |
| South China Commodities Limited 南華期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-05-19 | 2015-11-05 |
| South China Forex Limited 南華外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2012-12-06 | 2015-11-05 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-11 | 2015-11-05 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2012-09-11 | 2015-09-10 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-09-03 | 2012-12-06 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-29 | 2015-11-05 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-06-29 | 2015-05-19 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-05-31 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2010-05-31 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2010-04-19 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-20 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-12-20 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-20 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-12-20 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-20 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-20 |