Wah Kin Lee
李華健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Kin Lee (李華健), a licensed former licensee with CE reference AAI124. This person has 16.6 years of SFC licence history. Total licence records on file: 14.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-20 | 2021-02-21 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-12-07 | 2020-03-20 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-12-07 | 2021-02-21 |
| Straits Financial (Hong Kong) Limited 時瑞金融(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-11-17 | 2018-05-31 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-09-08 | 2017-02-01 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2017-02-01 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2010-09-08 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2010-04-30 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-23 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-23 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-23 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-23 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-23 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wah Kin Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.