Tsz Kit Tse
謝子杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Kit Tse (謝子杰), a licensed former licensee with CE reference AUD977. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-08-03 | 2024-02-18 |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
RO | Type 9 — Asset management | 2023-08-03 | 2024-02-18 |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-23 | 2023-06-30 |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-02-23 | 2023-06-30 |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
RO | Type 9 — Asset management | 2022-02-23 | 2023-06-30 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-04 | 2021-05-31 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 4 — Advising on securities | 2020-02-04 | 2021-05-31 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 9 — Asset management | 2020-02-04 | 2021-05-31 |
| Parchment Investment Limited 帕加馬（香港）投資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-13 | 2019-10-30 |
| Parchment Capital Limited 帕加馬（香港）資本有限公司 |
RO | Type 4 — Advising on securities | 2019-06-13 | 2019-10-30 |
| Parchment Capital Limited 帕加馬（香港）資本有限公司 |
RO | Type 9 — Asset management | 2019-06-13 | 2019-10-30 |
| Parchment Capital Limited 帕加馬（香港）資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-06 | 2019-06-13 |
| Parchment Capital Limited 帕加馬（香港）資本有限公司 |
Rep | Type 9 — Asset management | 2019-05-06 | 2019-06-13 |
| Lightcone Asset Management Limited 仁博資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-10-31 | 2019-03-31 |
| Lightcone Asset Management Limited 仁博資產管理有限公司 |
RO | Type 9 — Asset management | 2017-10-31 | 2019-03-31 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-11-26 | 2017-09-30 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-11-26 | 2017-09-30 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-24 | 2015-12-03 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-01-13 | 2015-11-26 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-17 | 2015-12-03 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-17 | 2015-12-03 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-19 | 2010-03-09 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-17 | 2010-03-09 |