Douglas Wai Huen Chen
陳偉萱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Wai Huen Chen (陳偉萱), a licensed former licensee with CE reference ABW943. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-12-18 | 2014-07-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2009-10-20 | 2014-07-16 |
| Bali Securities Co. Limited 百達利證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-06-05 | 2014-07-01 |
| Sun Yi Company Limited 新而有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-01-31 | 2014-07-16 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-11-06 | 2013-12-18 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
RO | Type 1 — Dealing in securities | 2003-10-22 | 2004-12-01 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-10-22 | 2004-12-01 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 1 — Dealing in securities | present | 2013-09-04 |
| CES International Commodities (HK) Limited | RO | Type 2 — Dealing in futures contracts | present | 2014-07-16 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-22 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-10-22 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-10-22 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 9 — Asset management | present | 2003-10-22 |