Martin Bradley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Bradley, CE reference ACC190. Currently licensed at 1 firm(s): BOCI Securities Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-24 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-26 | present |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2005-10-27 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-12-09 |